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An OCR inspector will assess your organization’s internal processes for handling patient data. The inspector will ask to see all relevant documentation, policies, incidents, and training records related to the privacy and security of patient data. Your cooperation with the inspection entails ensuring your documents and policies are available and readily accessible. The quicker you can produce what’s requested, the quicker — and less painful — the inspection will be.
Maintain a comprehensive report on the status of all employee training for HIPAA and compliance-related topics. An OCR inspector will want to verify your organization offers sufficient training to any staff who handle PHI. The OCR needs to know that your staff is not only informed of HIPAA laws and regulatory updates, but comprehends the learning material, is able to put it into action, and receives regular refreshers.
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Have more questions about preparing for an OSHA, OIG, CMS, or private payer inspection? Download Compliance Reports You Can’t Live Without.
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As a key member of your facility’s healthcare compliance programming, you understand the significance of regulatory compliance and the critical role it plays in ensuring the privacy and security of patient information. One of the many things you’re tasked with as a leader of compliance is knowing what’s involved with an Office for Civil Rights (OCR) audit. Here’s what you need to know and how to set yourself up for a successful OCR inspection.
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As a branch of the U.S. Department of Health and Human Services (HHS), the Office for Civil Rights (OCR) provides oversight of safe and ethical handling of patient data and privacy. The OCR is responsible for enforcing the Health Information Portability and Accountability Act (HIPAA) which includes:
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Education and training are essential components of OCR compliance. Ensure that your staff, from clinicians to administrative personnel, receives regular training and that all training is well-documented. You need a report that proves to an inspector that your staff understands their roles in protecting patient information. Courses should include topics on how to comply with HIPAA regulations, security best practices, recognizing phishing attempts, and the importance of password security.
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As a HIPAA-covered entity, an OCR inspector will be assessing your organization’s ability to maintain privacy policies, update when needed, inform staff, and achieve proper implementation. The easiest way to demonstrate your compliance is by compiling a comprehensive record, or report, of all policies and procedures that align with HIPAA regulations. Ensure that these policies are up to date and be able to show staff acknowledgments. You will also want to keep a record of all previous policies to demonstrate program improvements and compliance with updated regulations.
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In conclusion, preparing for an OCR inspection is a continuous process that requires dedication, diligence, and a commitment to protecting patient information. Technology can help to maintain a strong compliance program and prepare the right reports to navigate an OCR inspection successfully. Compliance is not just a regulatory requirement; it’s a commitment to patient trust and safety.
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In the healthcare industry, HIPAA violations and breaches of patient privacy are the most common citations made during an inspection by the OCR. Any HIPAA-covered entity is legally required to follow HIPAA laws, and can incur hefty fines if these laws are violated. HIPAA-covered entities include: healthcare providers (individuals or organizations) that conduct certain transactions in electronic form, healthcare clearinghouses, and healthcare plans (including commercial, Medicare, and Medicaid).
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In addition to HIPAA, the OCR ensures equal access to certain health and human services. This means that the OCR may investigate complaints filed by individuals who believe their rights have been violated under the laws and regulations it enforces. A variety of federal laws prohibit discrimination on the basis of race, color, national origin, age, disability, and sex in healthcare services and programs. Specifically, the laws enforced by the HHS and OCR are:
While compliance requirements have grown in complexity as regulations evolve, today’s technology offers ways for simplifying the process. Advancements in cloud-based software with remote access offer features like automation, digital document storage, and schedulable reports that can be customized. Organizations have the luxury of tailoring a compliance package that meets their specific needs. Watch this short video for an overview of what a modern, all-in-one compliance platform can do.
It is required by law that all covered entities document and report any instance of a HIPAA breach or violation of privacy protected patient data. A compliance report that serves as a record of all incident reports made is key to demonstrating accountability, transparency, and compliance. A comprehensive report of incidents displays essential data including the names of those involved, the date and time of the violation, location, description of the event, security concerns, and more.
An OCR inspection violation or HIPAA breach can lead to additional audits, financial penalties, and your organization added to OCR’s list of open investigations. According to the HIPAA Journal, the 10 most common HIPAA violations to avoid are:
Completing an OCR inspection successfully is all about proper tracking and reporting. Your organization’s ability to practice regulatory compliance is only as good as what’s been documented. Below are four essential reports you should have on hand not only during an OCR inspection, but on an ongoing basis for internal auditing, presenting to your board, and monitoring of staff acknowledgements and training progress.